Clinical News & Knowledge: Nervous System Diseases
May 1, 2005
ONCOLOGY.
No. 6
Central Nervous System Germ Cell Tumors: Controversies in Diagnosis and Treatment
RIMA F. JUBRAN, MD, MPH
Assistant Professor of Pediatrics
JONATHAN FINLAY, MB, ChB
Professor of Pediatrics
Director, Neural Tumors Program
Childrens Hospital Los Angeles
The Keck School of Medicine
University of Southern California
Los Angeles, California
The variability and complexity of central nervous system germ cell
tumors have led to controversy in both diagnosis and management. If a
germ cell tumor is suspected, the measurement of cerebrospinal fluid
and serum alpha-fetoprotein and beta–human chorionic gonadotropin
is essential. A histologic specimen is not necessary if the patient has
elevated levels; however, if the tumor markers are negative, a biopsy is
needed to confirm the diagnosis of a germinoma. Germinomas are extremely
radiosensitive, enabling 5-year survival rates that exceed 90%.
Treatment has traditionally included focal and craniospinal axis irradiation;
however, multiple ongoing studies are being conducted to examine
the efficacy of reduction or elimination of radiation therapy with
the addition of chemotherapy. Nongerminomatous germ cell tumors,
on the other hand, are relatively radioresistant with a poorer outcome.
The combination of chemotherapy and irradiation is associated with
overall survival rates of up to 60%. This article provides a review of the
controversies in diagnosis and treatment of central nervous system germ
cell tumors.
Germ cell tumors (GCT) of the
central nervous system (CNS)
are thought to be derived from
totipotent primordial germ cells, capable
of both embryonic and extraembryonic
differentiation. Based on the
histologic components and the variable
degree of differentiation, CNS
GCTs are classified as germinomatous
and nongerminomatous germ cell
tumors (NGGCT). Germinomas comprise
two-thirds of the CNS GCTs,
and NGGCTs account for the remaining
third. The NGGCTs may be
composed of elements of choriocarcinoma,
endodermal sinus (or yolk sac)
tumor, embryonal carcinoma or teratoma
(mature or immature). Often,
the NGGCTs are a mixture of the
above elements. This variability and
complexity of CNS GCTs leads to
controversy in both diagnosis and
management. In addition, the rarity
of CNS GCTs, comprising 1% to 2%
of all primary CNS neoplasms, adds
to the difficulty in determining optimal
treatment.
Very few prospective studies are
available, and retrospective studies are
limited based on the low number of
patients involved, the variability in tumor
size and location, histology, surgical
approach, chemotherapy, and/or
irradiation. In the past 2 decades, international
cooperative trials have
been conducted and advances have
been made in treatment and prognosis.
CNS GCTs are typically midline
tumors, most commonly seen in the
pineal and/or suprasellar regions. Peak
age at diagnosis is 10 to 12 years; however,
CNS GCTs may be seen throughout
childhood, adolescence, and young
adulthood. The clinical presentation is
dependent on the location of the tumor,
whether suprasellar, pineal, or
both. Common presentations include
symptoms from increased intracranial
pressure, visual tract involvement,
and/or endocrine abnormalities.
If a CNS GCT is suspected, extent
of disease evaluation should include:
(1) high-resolution magnetic resonance
imaging of the head and spine,
with and without gadolinium; (2) evaluation
of the cerebrospinal fluid (CSF)
for cytology by lumbar puncture or
sampling of ventricular fluid at time
of shunt placement; (3) CSF and serum
measurement of alpha-fetoprotein
(AFP) and beta-human chorionic
gonadotropin (BHCG); (4) baseline endocrine and neuropsychologic
evaluations; and (5) a formal visual
examination.
Diagnosis
Radiologically, CNS GCTs cannot
be distinguished from other CNS tumors.
In the past, if patients had a
pineal and/or suprasellar tumor, and
suspected GCT, they were given a
diagnostic trial of radiotherapy. If an
early complete clinical response was
seen, the patient was diagnosed with
a germinoma. However, other pineal
region tumors, as well as mixed
NGGCT, may respond initially in the
same manner and require very different
treatment in order to prevent relapse.
Therefore, this practice is no
longer used.
The issue then arises regarding the
necessity of a biopsy. A histologic
specimen is unnecessary if the patient
has a positive AFP or BHCG in the
CSF and/or serum. Germinomas are
generally negative for tumor markers,
although they may secrete low
levels of BHCG in the CSF (less than
100 mIU/mL). In NGGCTs, endodermal
sinus tumors are associated with
increased levels of AFP, while choriocarcinomas
are associated with
raised levels of BHCG. The secretion
of these tumor markers in the CSF is
pathognomonic for NGGCT, and no
further histologic specimen is indicated.
When low levels of BHCG are
detected in the CSF, it is likely a germinoma
with syncytiotrophoblastic
cells, and the need for a histologic
specimen is debatable.[1] In the
French Society of Pediatric Oncology
(SFOP) experience, four out of nine
patients with secreting germinomas
were treated without a histologic diagnosis,
and the outcome was the same
as for germinomas with a histologic
diagnosis.
All other patients with suspected
GCT and negative tumor markers require
a histologic specimen for diagnosis
and treatment. Germinomas are
exquisitely sensitive to radiotherapy
with excellent cure rates, whereas
NGGCTs have a poorer prognosis and
require more intensive chemotherapy
and irradiation. Given the differing
natural histories and responses to treatment
of germinomas and NGGCTs,
histopathology to determine an optimal
treatment strategy in tumor marker-
negative patients is important.[2]
It is possible, however, to make an
erroneous diagnosis from a small biopsy
specimen due to sampling error
of a mixed GCT. Specifically, a diagnosis
of a germinoma may be made
from a small biopsy of a mixed GCT
containing germinomatous elements
(usually immature or mature teratoma).
A gross total resection may
provide greater tissue for histologic
diagnosis, but given the location of
these tumors and the resultant risk of
postsurgical morbidity, a partial or
total resection for tissue diagnosis is
currently not recommended. Due to
this risk of histologic sampling error,
if any residual radiographic abnormality
is present after two to four
cycles of chemotherapy, the patient
should undergo a "second-look"
surgery.[3]
Treatment
Role of Surgery
Again, given the location of GCTs
and the high postsurgical morbidity,
the risks and benefits of surgery must
be considered in light of the excellent
response to irradiation and chemotherapy
in germinoma patients. Based
on the retrospective study of Sawamura
et al, no further benefit was
found in performing a resection of
any kind-partial or complete-beyond
treatment with irradiation and
chemotherapy.[4]
Unlike germinomas, the role of radical
resection in NGGCTs is unclear,
with no definitive studies having been
conducted. It is possible that radical
resection may increase survival rates
in NGGCT. Current studies have supported
the use of delayed resective surgery,
or "second-look" surgery, if
residual radiographic abnormalities
are seen after chemotherapy and tumor
markers have normalized. In this case, the residual lesion is likely to be
teratoma or necrosis/fibrosis devoid of
tumor. If it is a mature teratoma, surgery
may be curative. These patients
are then spared any further radiation
therapy by performing the "secondlook"
surgery. If immature teratoma
is present, then local-field irradiation
is initiated without further chemotherapy.[
3,5,6] In patients whose tumor
markers have not normalized, the pathology
from "second-look" surgery
was also often consistent with either
fibrosis or teratoma. However, the risk
of subsequent recurrence or progression
of disease was significant. Therefore,
"second-look" surgery was not
supported in cases with any elevation
of tumor markers, as the surgery did
not improve outcome or allow for a
change in therapy.[3]
Germinomas
- Radiation Therapy-Germinomas
are extremely radiosensitive.
Five-year overall survival rates of over
90% are seen with radiation therapy
alone. Traditionally, patients were
treated with 50 Gy of radiation to the
primary tumor site. Additionally, prophylactic
craniospinal axis irradiation
was given to patients secondary to the
concern about CSF seeding, in light
of previous reports of approximately
10% of patients with germinomas having
CSF dissemination.[7] Given the
concern about the effects of irradiation
on the pediatric population, multiple
studies have been conducted to
examine the efficacy of reduced volume
and dosage of irradiation in the
treatment of intracranial germinomas.
It has been established through
multiple retrospective investigtaions
that survival outcome is not affected
by a decrease in the local irradiation
dose, from traditional doses of 50 to
60 Gy, to doses of approximately
40 Gy.[8-10] In February 2001, Shibamoto
et al evaluated lower-dose
irradiation in the treatment of germinomas
based on tumor volume-based
irradiation doses, and found all doses
to be effective with no increased risk
of local failure. This study examined
38 patients with intracranial germinomas,
all treated with irradiation
administered locally and to the craniospinal
axis, for prophylaxis without adjuvant chemotherapy. Intracranial
germinomas 4 cm or less in diameter
were cured with doses of 40
to 45 Gy. A dose of 36 Gy was used
for germinomas after total removal,
40 Gy for tumors less than 2.5 cm,
45 Gy for 2.5- to 4-cm tumors, and
50 Gy for tumors greater than 4 cm.
All doses were effective without risk
of local failure, with 10-year overall
and relapse-free survival rates of 95%
and 91%, respectively.[10]
In the prospective, multicenter
Maligue Keimzelltümoren (MAKEI)
83/86/89 trials, intracranial germinomas
were treated with reduced-dose
irradiation.[8] In these trials, the
craniospinal axis dose was reduced to
30 Gy with a local boost of 15 Gy.
The overall 5-year survival rate was
94%, and the relapse-free survival rate
was 91%, which are comparable to
survival rates with higher radiation
doses.
- Chemotherapy and Radiation
Therapy-The attempt to minimize
radiation was further explored with
the use of adjuvant chemotherapy.
This was modeled after the successful
treatment of extracranial GCTs with
chemotherapy, as these tumors were
found to be extremely sensitive to
chemotherapy as well as radiotherapy.
The chemotherapeutic agents chosen
as an adjunct in CNS GCTs were
the same agents that were used in the
treatment of extracranial GCTs-
namely, etoposide, cyclophosphamide,
and the platinum-based chemotherapeutic
agents.
In fact the use of adjuvant chemotherapy
has allowed for even further
dose reductions in radiation treatment.[
11] Allen et al initially examined
the effect of neoadjuvant
carboplatin in a prospective trial, with
decreased local radiation of 30 Gy
and craniospinal radiation of 21 Gy,
and survival rates were comparable
to those obtained with higher-dose
radiation alone.[12] In Matsutani's
review of 153 histologically verified cases of intracranial GCTs, seven patients
with germinomas were given
chemotherapy (carboplatin and etoposide)
prior to radiation therapy at
decreased doses of 30 Gy. The survival
rate was 100%, without recurrence
for over 7 years.[13] In 1998,
both Fouladi et al[14] and Sawamura
et al[15] examined the use of adjuvant
platinum-based chemotherapy
and etoposide, with decreased local
radiation doses of 30 and 24 Gy, respectively.
No prophylactic craniospinal
radiation was administered.
The investigators found comparable
rates of survival with this strategy vs
higher-dose radiation therapy alone.
While a decrease in the radiation
dose given locally has been supported
by multiple studies, the appropriate
volume of irradiation remains to
be elucidated. While prophylactic
craniospinal irradiation may be avoided
due to the low rate of relapse in the
spine,[16,17] a significant difference
was seen in the rate of intracranial
relapse between patients treated locally
at the tumor site (with or without
chemotherapy), and those treated
with larger irradiation fields: 41.6%
vs 11%, respectively. These findings
suggest that local irradiation may not
be sufficient to prevent local relapse.
Several studies have evaluated the
optimal volume of radiotherapy. In
one such study, Sawamura et al evaluated
17 patients with germinomas
treated with neoadjuvant chemotherapy
followed by localized-field irradiation.[
15] Patients were treated with
EP (etoposide, cisplatin) or ICE (ifosfamide,
cisplatin, etoposide) with subsequent
involved-field irradiation at a
dose of 24 Gy. According to research
examining the effect of cranial irradiation
on endocrinologic function, this
is the maximal dose that can be administered
without causing damage
to the anterior pituitary gland.[18] At
2-year follow-up, overall and relapsefree
survival rates of 100% and 94%,
respectively, were realized. In conclusion,
the use of adjuvant chemotherapy
allowed for the reduction of
dosage and volume of irradiation without
compromising outcome.
Another study by the SFOP utilized
systemic chemotherapy and local
irradiation of 40 Gy without craniospinal irradiation.[17] Fiftyseven
patients were treated with neoadjuvant
etoposide and carboplatin
alternating with etoposide and ifosfamide,
followed by local tumor irradiation
with 2-cm safety margins. The
estimated 3-year follow-up probability
was 98% overall survival and 96.4%
event-free survival, which are comparable
to other survival rates with
larger-volume radiation therapy.
However, 4 out of 57 patients experienced
a relapse within the intracranial
compartment (cerebellum in one patients,
third ventricle in the second,
pineal area in the third, and pineal
area and lateral ventricle in the last
patient).
The question remains: What is the
optimal volume of local irradiation?
It is unclear whether generous localfield
irradiation encompassing the tumor
site is sufficient, or inclusion of
the third and lateral ventricles is necessary.
Further prospective multicenter
trials will be needed to evaluate
treatment questions.
These concerns were again noted
after studies performed by Matsutani
and the Japanese Pediatric Brain Tumor
Study Group.[19] Patients were
treated with carboplatin and etoposide
or cisplatin and etoposide, followed
by a 24-Gy dose of irradiation
to the tumor site. The irradiation field
consisted of a limited field with less
than a 1-cm margin. The overall tumor-
free rate after initial treatment
was 92%; however, a 12% recurrence
rate within 2½ years was also noted.
Seven out of the nine patients relapsed
outside the irradiated area. These findings
support the previous suggestion
that a larger field be employed in the
future. While irradiation to the whole
brain is unnecessary, the field may
need to be larger than a limited local
field.
Aoyama et al examined 27 germinoma
patients treated with etoposide
and cisplatin (for pure germinoma) or
etoposide, cisplatin, and ifosfamide
(for disseminated germinoma or
BHCG-secreting germinoma), followed
by 24 Gy of involved-field local
radiation therapy.[20] The clinical
target volume of irradiation was the
gross tumor volume as assessed by
magnetic resonance imaging. Followup ranged from 18 to 102 months.
Recurrence of disease was seen in 1
out of 16 patients with pure germinomas,
with an actuarial relapse-free
5-year survival rate of 90%. Five out
of nine patients with BHCG-secreting
germinomas relapsed, with an actuarial
relapse-free survival rate of
44%. Consistent with previous studies,
the overall relapse rate was higher
after local-field irradiation. However,
the authors concluded that for the
treatment of pure germinomas, limited
local-field irradiation is sufficient.
On the other hand, the BHCG-secreting
germinomas were thought to require
a higher dose of radiotherapy to
attain control without relapse.
Other studies have evaluated the
difference in prognosis and response
to the treatment of pure germinomas
vs BHCG-secreting germinomas, concluding
that the latter may require a
more intensive treatment protocol.[16]
In more recent studies where a more
intensive chemotherapeutic regimen
was administered to BHCG-secreting
germinomas, equal outcomes were
noted.[17]
- Chemotherapy Only-Some investigators
have attempted to treat
germinomas with chemotherapy
alone, without radiation therapy. In a
case review of nine patients who refused
radiation treatment after chemotherapy,
eight of the nine showed
a complete response to chemotherapy.
However, four patients experienced
recurrence within 1½ years of
treatment.[19] In 1999, Shibamoto et
al also reviewed five cases in which
the patients were treated with chemotherapy
alone by the primary physician
and subsequently presented for
salvage radiation therapy.[21] The
patients were given standard doses of
40 to 45 Gy of local radiotherapy,
with complete response and no recurrence
after 90 months.
A multicenter, prospective trial was
then initiated to further evaluate the
possibility of treatment with chemotherapy
without concomitant radiotherapy.
In the First International CNS
Germ Cell Cooperative Trial, 45 patients
with germinomas were treated
with chemotherapy alone. The patients
were given carboplatin, etoposide, and bleomycin, which produced a complete
remission rate of 84%; however,
50% of the patients recurred. Most of
the patients with pure germinomas who
relapsed were then treated with salvage
radiotherapy successfully. The investigators
concluded that approximately
50% of the patients were spared radiotherapy,
without deleterious effects.
However, the early years of this multinational
study showed a 10% mortality
rate overall, including the germinoma
and NGGCT patients, secondary to
chemotherapeutic toxicity.[22]
The risks and benefits of chemotherapeutic
toxicity need to be
weighed against those of irradiation.
In addition to immediate toxicity from
chemotherapy, including myelosuppression
and increased risk of infection,
late effects from chemotherapy
can include infertility in males, ototoxicity,
and secondary neoplasm.
Therefore, controversy continues to
exist regarding the treatment of germinomas
with chemotherapy alone.
Although chemotherapy alone does
not appear to produce a benefit over
combined treatment, it may be considered
in younger patients, or in those
with pretreatment neurocognitive deficits,
for whom radiotherapeutic toxicity
is of greater concern. In these
circumstances, any possibility of sparing
or delaying radiotherapy without
adverse effect may benefit the outcome
and the patient's quality of life.
NGGCTs
- Radiation Therapy-Compared
with germinomas, NGGCTs are relatively
radioresistant and associated
with a poorer outcome. Traditionally,
patients with NGGCTs have been
treated with at least 50 Gy of local
boost and craniospinal axis irradiation,
with 3-year overall survival rates
of approximately 20% to 45%.[23]
This wide range is attributed to variations
in histology, which respond to
treatment differently and carry different
prognoses. In a report by Matsutani
et al, patients with pure choriocarcinoma,
endodermal sinus tumor, or
embryonal carcinoma had a 3-year
survival of 27%, patients with mixed
tumors composed primarily of malignant
elements had a 3-year survival
of 9%, and patients with predomipredominantly
germinoma or teratoma mixed
with other NGGCT elements had a
3-year survival of 70%.[13]
Many controversies complicate the
role of irradiation in children with
NGGCTs. The first such issue is craniospinal
radiation. Most authors agree
that low-dose craniospinal irradiation
in patients who present beyond puberty
is acceptable, especially in the
setting of positive CSF cytology or
overt metastatic spread. For patients
with positive CSF cytology, doses of
20 to 24 Gy are recommended, and
for patients with metastatic disease,
Bamberg et al reported equivalent results
with a reduction in dose from 36
to 30 Gy (and a concomitant reduction
in the dose to the primary from
50 to 45 Gy). Patients with focal spinal
disease visualized on magnetic resonance
imaging have received a local
boost of up to 50 Gy.[8]
The second key issue is radiation
field size for the primary tumor. Local
radiation volume may vary from
the inclusion of the primary tumor
with a 1- to 2-cm margin to primary
tumor with adjacent ventricle to
whole-brain radiation. Some evidence
supports whole-brain radiation. In the
MAKEI, the incidence of leptomeningeal
disease in patients treated
with local irradiation alone was 28%,
as compared with 2% for those treated
with whole-brain and craniospinal
irradiation.[8] However, whole-brain
irradiation is associated with neurocognitive
deterioration, which may
be minimized with a reduction in the
radiation field and the use of conformal
radiation and intensity-modulated
radiation therapy.
Dose-response data support a dose
range of 45 to 50 Gy to restricted
radiation fields. Total doses of less
than 45 Gy have been associated with
higher relapse rates of 40% to 50%,
as compared with 10% to 20% in patients
receiving greater than 50 Gy.
Several reports have recommended
lower doses of radiation when combined
with chemotherapy.[23]
- Combined Chemotherapy and
Radiation Therapy-The addition of
chemotherapy to the treatment of children
with CNS NGGCT has been reported
to be associated with overall survival rates of up to 60%. Robertson
et al reported on 18 patients who
were treated with radiation and three
or four cycles of cisplatin and etoposide.
Their study demonstrated a 4-
year event-free survival of 67% and
overall survival of 74%. All patients
received more than 50 Gy of involvedfield
radiation, and six received additional
whole-brain or craniospinal
irradiation. Survival after recurrence
was brief.[24]
Balmaceda et al reported on the
First International Central Nervous
System Germ Cell Tumor Study.
Twenty-six patients had NGGCTs.
Patients were initially treated with four
cycles of carboplatin, etoposide, and
bleomycin. Patients who achieved a
complete remission received two more
cycles of chemotherapy. For patients
who did not achieve complete remission,
radiation was given either before
or after two more cycles of the
same chemotherapy but with the
addition of cyclophosphamide. Second-
look surgery was strongly recommended
if less than a complete
remission was achieved. Twenty-one
patients achieved a complete remission
after four cycles of induction chemotherapy.
However, 50% of the
patients progressed or relapsed, and
only 6 of those 13 were alive and
without disease at the time of the
report. The investigators observed a
10% rate of toxic deaths, and the overall
survival rate for patients with
NGGCTs was 62%.[22]
Kellie et al reported on the Second
International CNS GCT Cooperative
Trial. Patients were treated with combinations
of cisplatin, etoposide, cyclophosphamide,
bleomycin, and
carboplatin. With a median follow-up
of approximately 6½ years, 14 out of
20 patients were alive at between 38+
and 86+ months from diagnosis. Five
patients received treatment with chemotherapy
alone, and three received
local irradiation after four cycles of
chemotherapy in violation of the protocol.
In addition, 6 of the 12 patients
who progressed or relapsed were salvaged
with more chemotherapy and
irradiation. Only 1 of 20 patients died
of toxicity, and the overall survival
rate was 75%.[25] Although the First
and Second International studies showed a higher rate of recurrence
with chemotherapy alone, approximately
half of the patients with
NGGCTs were salvaged with the addition
of irradiation and more chemotherapy.
This is encouraging for very
young patients, in whom radiation
therapy may ideally be avoided or
delayed.
Teratoma
Pure CNS teratomas occur primarily
in neonates with a female predominance.
Complete resection is the
therapy of choice. In patients with
immature teratoma, chemotherapy has
been reported to be useful.[26] The
value of additional irradiation is unclear.
Patients with incompletely resected
teratoma have a 10% risk of
recurrence, and those with immature
teratoma, a 20% risk irrespective of
previous chemotherapy.[27] However,
a significant proportion of CNS
germinomas or NGGCTs have components
of immature or mature teratoma
that may remain following
eradication of the more malignant elements,
requiring surgical intervention
alone (for mature teratoma) or
with the addition of focal irradiation
(for immature teratoma).[3]
Relapse
Many investigators have shown
that while more than 90% of relapses
occur at the primary site of the tumor,
30% are combined with leptomeningeal
spread. The outcome of
relapsed patients, particularly those
with NGGCTs, is bleak. Salvage therapy
has included surgery, craniospinal
irradiation, and a focal boost with
and without high-dose chemotherapy
and stem cell rescue. In patients with
germinoma who have not received radiation
therapy in the past, the benefit
of craniospinal and focal irradiation
is clear.
Merchant et al reported on eight
patients who relapsed after treatment
with chemotherapy alone for primary
CNS germinoma. Patients were
then treated with high-dose cyclophosphamide
followed by craniospinal
irradiation (25.2 to 36 Gy) and a
boost to the site of recurrent disease
(45 Gy). All patients were alive at a
median follow-up of 32 months folfollowing
treatment.[28] For patients
who relapse after receiving irradiation
as part of primary therapy, it is
recommended that they be treated
with surgery, if possible, followed by
myeloablative chemotherapy and
stem cell rescue.
Modak et al reported on 21 patients
with recurrent or progressive
CNS germ cell tumors who underwent
treatment with thiotepa-based
high-dose chemotherapy with autologous
hematopoietic stem cell rescue.
Half of the patients received consolidation
therapy with radiation. Seven
of the nine patients with germinoma
were disease-free at a median time of
48 months after high-dose chemotherapy.
On the other hand, 4 of the 12
patients with NGGCT were diseasefree
at a median of 33 months after
high-dose chemotherapy.[29] Other
investigators have reported similar
results with high-dose chemotherapy
regimens in this setting.[30]
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